Be audit-ready, before examiners arrive

A practical framework for compliance audit readiness for financial services organizations, aligned with 2026 best practices.

What You'll Learn

  • How to evaluate audit readiness using a practical focus-area framework

  • What auditors expect and how to demonstrate it with confidence

  • How to prepare before, during, and after examinations with clear timelines

  • How to embed compliance into everyday workflows, from marketing to AI governance

  • How to shift from reactive fixes to continuous, exam-ready operations

About the Author

Amber de Volk is the Founder and CEO of Equinox Compliance. She is a senior compliance architect and regulatory advisor with 18+ years experience spanning fintech, banking, payments, and emerging technologies, holding an LLM in Financial Risk Management and certification as a Mediator.

She specializes in building scalable compliance frameworks that support innovation and growth, with deep expertise in AML program development, model governance, AI oversight, and enterprise risk management. Known for her integrity and collaborative approach, Amber partners with founders and executive teams to transform compliance from obligation into strategic advantage.